Wealth Management Compliance Specialist - Join OppenheimerFunds Today!
- Colorado, United States
- Part Time
- 2 Hour Shift
UP TO $ 70 / day
Are you passionate about ensuring regulatory compliance within the financial industry?
OppenheimerFunds in beautiful Colorado is seeking a talented and detail-oriented individual to fill the position of Wealth Management Compliance Specialist. In this role, you will play a crucial part in maintaining our commitment to upholding legal standards and ensuring our operations are conducted with integrity.
Key Responsibilities:
- Conduct compliance reviews and assessments to identify any potential risk areas
- Develop and implement compliance policies and procedures
- Collaborate with different teams to ensure compliance with regulations
- Provide guidance on regulatory matters and industry best practices
- Participate in regulatory exams and audits
Qualifications:
- Bachelor's degree in Business, Finance, or related field
- 3+ years of experience in compliance or regulatory affairs within the financial industry
- Strong knowledge of SEC and FINRA regulations
- Excellent analytical and problem-solving skills
- Ability to work independently and as part of a team
What We Offer:
- Competitive salary and bonus structure
- Comprehensive benefits package including medical, dental, and vision coverage
- Generous retirement savings plan
- Professional development opportunities
- A supportive and collaborative work environment
If you are looking to join a dynamic team dedicated to maintaining legal standards and promoting financial integrity, OppenheimerFunds is the place for you. Apply now and take the next step in your compliance career!
About the Employer
Last Updated on March 15, 2024
Expiring On September 15, 2024
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